Mark Arnold Brewer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-02-11
KY	RA	APPROVED	2004-03-04

TX RA
APPROVED_RES

Since 2013-02-11
KY RA
APPROVED

Since 2004-03-04

Branch Locations

Nicholasville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial (Formerly: Linsco/Private Ledger)	Lexington	KY	03/2004	Present

03/2004 → Present

Lpl Financial (Formerly: Linsco/Private Ledger)

Lexington, KY

Previous Registrations

2003-09-17 → 2004-03-10

Ameriprise Financial Services, Llc

Lexington, KY

Other Businesses

1. INVOLVEMENT AS AN INDEPENDENT INSURANCE AGENT SELLING TERM LIFE, UNIVERSAL LIFE, WHOLE LIFE, LONG TERM CARE, DISABILITY INSURANCE AND FIXED ANNUITIES / LEXINGTON, KY / APPROVED MARCH 12, 2004 2. 05/06/09 / DBA ONLY / HORIZON FINANCIAL GROUP, LLC 3. 11/07/2011 - NON-VARIABLE INSURANCE - MIDLAND NATIONAL LIFE, AGENT - 1% OF TIME SPENT 4. 5/6/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public Services - Start Date: 5/23/2017 - 1 Hours Per Month/1 Hours During Securities Trading. 5. 10/18/2023 - LogiCircuit Inc. - For-Profit Board Member - Board Member - Not Investment Related - 6758 Jamestown Dr, Alpharetta, GA 30005 - Start Date 10/01/2023 - 5 Hours Per Month/ 0 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-01-13

S63 Uniform Securities Agent State Law Examination

1988-01-13

View on SEC IAPD