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Leon Patrick Mcgroarty

Cooper Mcmanus

Chino Hills, CA

Irvine, CA

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Current Employers
Cooper Mcmanus

9870 Research Drive, Irvine, CA 92618 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-05-22
  • CA RA
    APPROVED
    Since 2013-05-22

Branch Locations

Chino Hills, CA • United States

9870 Research Drive, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Chino CA 07/2012 03/2020
401K America, Inc. Chino CA 10/2005 Present
Chino Executive Offices Chino CA 01/2009 04/2018
Cooper Mcmanus Chino CA 05/2013 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2020 Present
The Kagan Company Chino CA 08/2016 01/2020
  • 07/2012 → 03/2020
    Securities America, Inc
    Chino, CA
  • 10/2005 → Present
    401K America, Inc.
    Chino, CA
  • 01/2009 → 04/2018
    Chino Executive Offices
    Chino, CA
  • 05/2013 → Present
    Chino, CA
  • 03/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2016 → 01/2020
    The Kagan Company
    Chino, CA
Previous Registrations
  • 2006-09-08 → 2007-08-21
    Osaic Fa, Inc.
    Irvine, CA
    Irvine, CA
Other Businesses

1) 401K AMERICA INC, 13925 CITY CENTER DR, #210, CHINO HILLS CA, 01/2005, PRESIDENT, THIRD PARTY ADMINISTRATOR, INV REL, 60 HR/MO, 60 HR/MO TRADING. 2) COOPER MCMANUS, 1198 CANYON GLEN RD, CHINO HILLS, CA, 03/2024, ADVISORY REP OF AN RIA OTHER THAN CIRA, INV REL, 100 HR/MO, 100 HR/MO TRADING. 3) LEON MCGROARTY, 1198 CANYON GLEN RD, CHINO HILLS, CA, 03/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDNET INSURANCE COMPANIES, NIR, 1 HR/MO, 1 HR/MO TRADING. 4) RETIREAMERICA INC., 1198 CANYON GLEN RD, CHINO HILLS, CA, 03/2024, PRESIDENT, DBA, NIR, 100 HR/MO, 100 HR/MO TRADING. 5) DEFINITI, LLC (REPLACES 401K AMERICA, INC.), 13925 CITY CENTER DRIVE #210, CHINO HILLS CA 91709, 06/2026, VICE PRESIDENT, TPA/PENSION SERVICES, NIR, 60 HR/MO - 60 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-12-17
  • S63 Uniform Securities Agent State Law Examination
    1993-12-17
Other Names
  • Lee Mcgroarty
  • Leon Patrick Mcgroarty

View on SEC IAPD

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