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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-04-20 |
Branch Locations
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Memphis, TN • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Memphis | TN | 11/2008 | 03/2026 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 03/2026 |
| Prospera Financial Services, Inc. | Dallas | TX | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-28 |
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