Victor Kay Tan

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-05-04
TX	RA	APPROVED	2015-05-01

CA RA
APPROVED

Since 2015-05-04
TX RA
APPROVED

Since 2015-05-01

Branch Locations

Palo Alto, CA • United States

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	San Francisco	CA	05/2015	Present

05/2015 → Present

Ubs Financial Services Inc.

San Francisco, CA

Previous Registrations

2009-01-15 → 2015-05-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hong Kong

New York, NY

San Francisco, CA

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-01-14

S66 Uniform Combined State Law Examination

2009-01-14

Other Names

Victor Kay Tan
Kay Victor Tan

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