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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-19 |
Branch Locations
1000 Shelard Parkway Ste 300, Minnatonka, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Minneapolis | MN | 08/2009 | Present |
| Focus Financial Network, Inc. | Minneapolis | MN | 08/2009 | Present |
1) FOCUS FINANCIAL NETWORK, INC.; NON-INVESTMENT RELATED;1300 GODWARD ST. NE, SUITE 5500, MINNEAPOLIS, MN 55413. ; SALE AND SERVICE OF FIXED INSURANCE PRODUCTS; STATUTORY AGENT; 08/2009; 16 HOURS PER MONTH; 100% DURING TRADING HOURS. 2) FOCUS FINANCIAL NETWORK, INC.; INVESTMENT-RELATED;1300 GODWARD ST. NE, SUITE 5500, MINNEAPOLIS, MN 55413. ; INVESTMENT ADVISORY REPRESENTATIVE; 08/2009; APPROXIMATELY 100 HOURS PER MONTH; 100% DURING TRADING HOURS; PROVIDE INVESTMENT ADVISORY SERVICES TO MY CLIENTS THROUGH THE FOCUS FINANCIAL NETWORK, INC. RIA. 3) VOGEL INVESTMENT PLANNING POSITION: President NATURE: S-Corp established for tax purposes to pay myself a salary and dividends for securities related business INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/03/1997 ADDRESS: 1000 Shelard Pkwy, suite 300, Minneapolis MN 55426, United States DESCRIPTION: Established an S-Corp for tax purposes to pay myself a salary (Opened Corp checking account).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-03-17 |
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