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James Gregory Charles

Sanctuary Financial Planning, LLC

Charlotte, NC

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Current Employers
Sanctuary Financial Planning, Llc

Charlotte, NC • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-07-18
CA RA APPROVED 2024-07-17
TX RA APPROVED_RES 2023-07-17
NC RA APPROVED 2023-04-10
  • VA RA
    APPROVED
    Since 2025-07-18
  • CA RA
    APPROVED
    Since 2024-07-17
  • TX RA
    APPROVED_RES
    Since 2023-07-17
  • NC RA
    APPROVED
    Since 2023-04-10

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Lp Austin TX 08/2008 08/2021
N/A Charlotte NC 08/2021 03/2023
Sanctuary Financial Planning, Llc Charlotte NC 03/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-04-26
S65 Uniform Investment Adviser Law Examination 1993-05-12
  • S63 Uniform Securities Agent State Law Examination
    2000-04-26
  • S65 Uniform Investment Adviser Law Examination
    1993-05-12
Designations

View on SEC IAPD

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