Daniel Patrick Quinn

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2014-08-14

PA RA
APPROVED

Since 2014-08-14

Branch Locations

Wayne, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance	Philadelphia	PA	08/2014	Present

08/2014 → Present

Royal Alliance

Philadelphia, PA

Previous Registrations

2011-01-21 → 2014-08-06

Osaic Fa, Inc.

Berwyn, PA
2006-04-28 → 2010-08-19

The Wharton Advisory Group, Llc

Wayne, PA
2002-11-04 → 2005-12-31

The Wharton Advisory Group, Llc

Wayne, PA

Other Businesses

1. DANIEL P. QUINN POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1992 ADDRESS: 240 Mall Blvd, 401, King of Prussia PA 19406, United States DESCRIPTION: Product review and sales. 2. DANIEL P. QUINN POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1992 ADDRESS: 219 Sugartown Rd, I104, Wayne PA 19087, United States DESCRIPTION: Product review and sales.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-02-08

S63 Uniform Securities Agent State Law Examination

1989-02-08

View on SEC IAPD