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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-13
MI RA APPROVED 2013-05-14
  • TX RA
    APPROVED_RES
    Since 2014-02-13
  • MI RA
    APPROVED
    Since 2013-05-14

Branch Locations

2501 Coolidge Rd, East Lansing, MI 48823 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Lansing MI 05/2013 Present
Bank Of America, N.A. E Lansing MI 07/2013 Present
Previous Registrations
Other Businesses

I*63502 For profit or not for profit: For-Profit Organization Name of outside business organization: 350 LLC Investment related: N Address of business: Lainsburg, Michigan 48848 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 7/15/2009 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Realestate developement I*63504 For profit or not for profit: For-Profit Organization Name of outside business organization: 199 LLC Investment related: N Address of business: Lainsburg, Michigan 48848 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 11/11/2009 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: realestate developement. I have no responsibilities only as silent investor I*1281270 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: RP, RP, RP Nature of business: Position, title, association: Co-owner with non-family members, Start date of relationship: 5/13/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-24
S63 Uniform Securities Agent State Law Examination 1988-01-08
  • S66 Uniform Combined State Law Examination
    2010-08-24
  • S63 Uniform Securities Agent State Law Examination
    1988-01-08

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