John Jay John

Current Employers

Employment History

• 10/2005 → 07/2019
  Capital Financial Services, Inc.
  Minot, ND
• 05/2019 → Present
  Calton & Associates, Inc.
  Tampa, FL

Previous Registrations

• 2005-10-03 → 2019-07-31
  Capital Financial Services, Inc.
  Roseville, CA
  Minot, ND
  Minot, ND
  Minot, ND
  Fallston, MD
• 2004-01-26 → 2005-09-30
  Jesup & Lamont Advisors
  Forest Hill, MD
• 2003-01-22 → 2004-01-14
  Freedom Asset Management, Inc.
  Forest Hill, MD

Other Businesses

No. 1) Name of Business: Davis Life Brokerage. Non-Investment related. Address: 3737 Woodland Ave, Suite 600, West Des Moines, IA 50266. Nature of Business: Indexed Life Insurance. Position/Title/Relationship: Agent. Start Date: 07/2007. Hours per month: 1. Hours per month during Securities trading hours: 1. Duties/Responsibilities: Sell indexed life insurance. No. 2) Name of Business: The National Benefit Corp. Non-Investment related. Address: 5022 Grand Ridge Dr., West Des Moines, IA 50265. Nature of Business: Annuities and Life, DI & LTC insurance. Position/Title/Relationship: Agent. Start Date: 10/2005. Hours per month: 2. Hours per month during Securities trading hours: 2. Duties/Responsibilities: Sell annuities and/or life, disability & long term care insurance. No. 3) Name of Business: Faith Financial Planners of Maryland, Inc. Investment related. Address: 705 Old Fallston Rd., Suite 105, Fallston, MD 21047. . Nature of Business: DBA for all financial planning business. Position/Title/Relationship: Owner. Start Date: 03/08/2004. Hours per month: 160. Hours per month during Securities trading hours: 95. Duties/Responsibilities: Financial planning, managed accounts, mutual fund sales, life, disability sales. No. 4) Name of Business: Financial Solutions Brokerage. Non-Investment related. Address: 1311 S. Main St., Suite 208, Mt. Airy, MD 21771. Nature of Business: Disability in sales. Position/Title/Relationship: Agent. Start Date: 10/2003. Hours per month: 1. Hours per month during Securities trading hours: 1. Duties/Responsibilities: Sell disability insurance.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-16
• S63 Uniform Securities Agent State Law Examination
  1993-01-05

Designations

Other Names

• Jay John