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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-09
ID RA APPROVED 2016-06-11
  • TX RA
    APPROVED_RES
    Since 2018-11-09
  • ID RA
    APPROVED
    Since 2016-06-11

Branch Locations

275 South 5Th Avenue Suite 195, Pocatello, ID 83201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Pocatello ID 04/2009 Present
Other Businesses

NOTARY PUBLIC; NON-INVESTMENT RELATED; NOTARY PUBLIC FOR STATE OF IDAHO; STARTING 4/19/15; LESS THAN 1 HR/DAY DEVOTED TO THIS ACTIVITY AND DURING SECURITIES TRADING HOURS; PROVIDE NOTARY SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-11
S63 Uniform Securities Agent State Law Examination 1996-05-24
  • S65 Uniform Investment Adviser Law Examination
    2016-06-11
  • S63 Uniform Securities Agent State Law Examination
    1996-05-24
Other Names
  • Kelli A Case
  • Kelli Ann Callaway

View on SEC IAPD

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