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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-04-17 |
| TX | RA | APPROVED_RES | 2019-03-18 |
Branch Locations
10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Bellevue | WA | 10/1999 | 03/2019 |
| Charles Schwab Bank | Bellevue | WA | 02/2005 | 03/2019 |
| Stifel, Nicolaus & Company, Incorporated | Bellevue | WA | 03/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-05 |
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