Michael John-Hubbard Thompson

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1999 → 03/2019
  Charles Schwab & Co., Inc.
  Bellevue, WA
• 02/2005 → 03/2019
  Charles Schwab Bank
  Bellevue, WA
• 03/2019 → Present
  Stifel, Nicolaus & Company, Incorporated
  Bellevue, WA

Previous Registrations

• 2001-02-02 → 2019-03-01
  Charles Schwab & Co., Inc.
  Bellevue, WA
  Bellevue, WA

Exams

• S66 Uniform Combined State Law Examination
  2000-11-17
• S63 Uniform Securities Agent State Law Examination
  1992-03-05

Other Names

• Mike Thompson
• Michael John Thompson
• Michael Johnhubbard Thompson
• Michael John-Hubbard Thompson
• Michael J. John-Hubbard Thompson
• Michael John-Hubbard Thompson
• Michael J H John-Hubbard Thompson