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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-09-16 |
Branch Locations
3548 Highway 431 North, Phenix City, AL 36867 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbtis | Columbus | GA | 10/2014 | 01/2018 |
| Bb&T Securities, Llc | Phenix City | AL | 01/2018 | 01/2018 |
| Compass Bank | Birmingham | AL | 01/2018 | 08/2021 |
| Bbva Securities Inc. | Eufaula | AL | 01/2018 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 01/2018 | 08/2021 |
| Bbva Wealth Solutions, Inc. | Eufaula | AL | 01/2018 | 08/2021 |
| Pnc Investments | Opelika | AL | 08/2021 | 10/2021 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 10/2021 | 09/2024 |
| Regions Bank | Phenix City | AL | 09/2024 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 09/2024 | Present |
| Cetera Investment Advisers Llc | Phenix City | AL | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-05 |
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