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Gregory Wayne Hardin

Fisher Investments

Plano, TX

Tampa, FL

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-14
FL RA APPROVED 2021-11-03
  • TX RA
    APPROVED
    Since 2023-07-14
  • FL RA
    APPROVED
    Since 2021-11-03

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Martin L King Jr Blvd Suite 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services Waverly IA 04/2007 10/2016
Investment Centers Of America New Albany IN 10/2016 11/2017
Fisher Investments Tampa FL 09/2021 Present
Shelter Insurance - Barry Mcafee Agency Floyds Knobs IN 09/2018 07/2021
Unemployed Greenville IN 12/2017 08/2018
  • 04/2007 → 10/2016
    Cuna Brokerage Services
    Waverly, IA
  • 10/2016 → 11/2017
    Investment Centers Of America
    New Albany, IN
  • 09/2021 → Present
    Fisher Investments
    Tampa, FL
  • 09/2018 → 07/2021
    Shelter Insurance - Barry Mcafee Agency
    Floyds Knobs, IN
  • 12/2017 → 08/2018
    Unemployed
    Greenville, IN
Previous Registrations
  • 2016-10-03 → 2017-11-27
    Investment Centers Of America, Inc.
    New Albany, IN
    Corydon, IN
  • 2007-06-29 → 2016-09-28
    Cuna Brokerage Services, Inc.
    Scottsburg, IN
    Waverly, IA
    New Albany, IN
  • 2003-05-09 → 2003-10-08
    Private Client Services, Llc
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-20
S63 Uniform Securities Agent State Law Examination 2007-06-12
  • S65 Uniform Investment Adviser Law Examination
    2021-10-20
  • S63 Uniform Securities Agent State Law Examination
    2007-06-12

View on SEC IAPD

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