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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-07-06 |
| DC | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
| VA | RA | APPROVED | 2009-06-01 |
Branch Locations
1775 I Street, North West Suite 200, Washington, DC 20006 • United States
Linville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Washington | DC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
BUSINESS/COMPANY - CHAPMAN WAREHOUSE LLC. JOB: CO-MANAGE WAREHOUSE WITH BROTHER, BUSINESS WAS LEFT TO US BY OUR FATHER. DESCRIPTION: A WAREHOUSE/STRUCTURE THAT SERVES AS STORAGE AND SPACE FOR SMALL BUSINESSES. MY FUNCTION: SECRETARIAL DUTIES TO ASSIST MY BROTHER WHO MANAGES LLC. START DATE: 06/2012. DURING BUSINESS HOURS: 0 AFTER BUSINESS 1 - 2. *478368- Beresford Road LLC Investment related- Yes; Alexandria, Virginia; Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 1; After business hours: 1; Check Signing/Funds Disbursements *475549 - FLJ Chapman Holdings LLC; Investment related- Yes; Alexandria, Virginia; Owner; Acting member (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements, Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-07 |
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