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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-09-05 |
Branch Locations
1833 Kalakuau Ave. Ste 910, Honolulu, HI 96815 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tetsuko Ho, Cpa Inc | Honolulu | HI | 01/1996 | Present |
| Avantax Investment Services, Inc. | Honolulu | HI | 08/1998 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
Tetsuko S. H, CPA, Inc.~'NIR'~1833 Kalakaua Ave., Suite 910~Honolulu~HI~96815~Tax Preparation/Accounting~President~10/14/2010~175hrs~1hrs~Review of work done by staff, actual preparation of tax returns and financial statements.|Yotsuba LLC~'NIR'~1833 Kalakuau Ave Suite 910~Honolulu~HI~96815~Other~Partner/General Partner~3/7/2003~0hrs~0hrs~This was a company formed to sell T-shirts. Never was used for this purpose. Just reserving name.|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-11-10 |
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