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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-10-28 |
Branch Locations
Golden Valley, MN • United States
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Overland Park | KS | 05/2014 | 11/2018 |
| Nationwide Investment Services Inc | Columbus | OH | 05/2019 | 09/2024 |
| Unemployed | Overland Park | KS | 12/2018 | 05/2019 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 01/2012 | 01/2018 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 09/2024 | Present |
Name of Activity: Event Planning/DJ/Voiceover artist; Date Activity Started/Modified/Ended: 11/30/2024; Type of Activity: Other - Entertainment; Role/Relationship: Owner/ Proprietor; Responsibilities: DJ at events e.g. weddings, conventions. Voice audio; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-19 |
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