Stephen Michael Becker

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2025-05-15

NM RA
APPROVED

Since 2025-05-15

Branch Locations

Alburquerque, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuso Financial Services, L.P.	San Diego	CA	09/1999	05/2025
Lpl Financial Llc	Alburquerque	NM	05/2025	Present

09/1999 → 05/2025

Cuso Financial Services, L.P.

San Diego, CA
05/2025 → Present

Lpl Financial Llc

Alburquerque, NM

Previous Registrations

2002-03-20 → 2025-05-15

Cuso Financial Services, L.P.

Alburquerque, NM

San Diego, CA

Other Businesses

1. 05/15/2025- Pinnacle Financial Solutions, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/04/2002

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-08-20
S63	Uniform Securities Agent State Law Examination	1988-09-06

S65 Uniform Investment Adviser Law Examination

1996-08-20
S63 Uniform Securities Agent State Law Examination

1988-09-06

Other Names

Steve Becker
Stephen Michael Becker
Stephen Michael Einbecker

View on SEC IAPD