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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-11-07
GA RA APPROVED 2003-03-14
  • TX RA
    APPROVED
    Since 2007-11-07
  • GA RA
    APPROVED
    Since 2003-03-14

Branch Locations

209 Independence Dr., Warner Robins, GA 31088 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Warner Robins GA 09/2002 Present
Other Businesses

(1) 12/19/2006: Kite Property Management - Tax Prep/Accounting/CPA - INV REL - AT REPORTED BUSINESS LOCATION - For my HOA I mail annual dues, late notices, provide basic bookkeeping, mail newsletters, oversee maintenance of front entrance and overall subdivision, and provide general administration for the board - 1% TIME SPENT. (2) 02/14/2012: Hurst Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION - No Time Spent (3) 04/05/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/04/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-02
S63 Uniform Securities Agent State Law Examination 1988-03-09
  • S65 Uniform Investment Adviser Law Examination
    1998-06-02
  • S63 Uniform Securities Agent State Law Examination
    1988-03-09
Designations
Other Names
  • Joy Katina Kite

View on SEC IAPD

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