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Richard Block

J.P. Morgan Securities LLC

Naples, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-23
TX RA APPROVED 2023-08-22
  • FL RA
    APPROVED
    Since 2023-08-23
  • TX RA
    APPROVED
    Since 2023-08-22

Branch Locations

850 Park Shore Dr, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Naples FL 09/2018 Present
J.P. Morgan Securities Llc Naples FL 09/2018 Present
Unemployed Rockford IL 08/2018 09/2018
Bmo Harris Bank Rockford IL 08/2010 07/2018
  • 09/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Naples, FL
  • 09/2018 → Present
    J.P. Morgan Securities Llc
    Naples, FL
  • 08/2018 → 09/2018
    Unemployed
    Rockford, IL
  • 08/2010 → 07/2018
    Bmo Harris Bank
    Rockford, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-22
S63 Uniform Securities Agent State Law Examination 2018-11-16
  • S65 Uniform Investment Adviser Law Examination
    2023-08-22
  • S63 Uniform Securities Agent State Law Examination
    2018-11-16
Other Names
  • Rick Block
  • Richard Arthur Block

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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