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Dawn Kimberly Mullenax

Citizens Securities, Inc.

Alliance, OH

Middleburg Heights, OH

Middleburgh Heights, OH

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-07-31
GA RA APPROVED 2025-03-11
CO RA APPROVED 2024-02-02
VA RA APPROVED 2023-11-13
FL RA APPROVED 2018-07-16
OH RA APPROVED 2015-07-06
  • SC RA
    APPROVED
    Since 2026-07-31
  • GA RA
    APPROVED
    Since 2025-03-11
  • CO RA
    APPROVED
    Since 2024-02-02
  • VA RA
    APPROVED
    Since 2023-11-13
  • FL RA
    APPROVED
    Since 2018-07-16
  • OH RA
    APPROVED
    Since 2015-07-06

Branch Locations

780 W State Street, Alliance, OH 44601 • United States

18000 Bagley Road, Middleburg Heights, OH 44130 • United States

6850 Pearl Road, Middleburgh Heights, OH 44130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Middleburg Heights OH 06/2015 Present
Previous Registrations
  • 2012-09-28 → 2015-06-23
    Key Investment Services Llc
    Cleveland, OH
    Mayfield Heights, OH
    Columbus, OH
    Solon, OH
  • 2001-10-17 → 2012-10-04
    Nca Financial Planners
    Cleveland, OH
  • 2005-02-16 → 2007-05-03
    Osaic Wealth, Inc.
    Mayfield Hts, OH
    Mayfield Hts, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-14
  • S66 Uniform Combined State Law Examination
    2007-05-14
Other Names
  • Dawn K Day

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Alliance, OH
EXODUS WEALTH, LLC · Alliance, OH
EDWARD JONES · ALLIANCE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Alliance, OH
KEY INVESTMENT SERVICES LLC · Alliance, OH
J.P. MORGAN SECURITIES LLC · ALLIANCE, OH
EDWARD JONES · ALLIANCE, OH
J.P. MORGAN SECURITIES LLC · LOUISVILLE, OH

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