Charles Roland Ibach

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Charlotte, NC
• 10/2025 → Present
  Raymond James Financial Services, Inc.
  Charlotte, NC
• 01/2005 → 10/2025
  Raymond James & Associates, Inc.
  Charlotte, NC

Previous Registrations

• 2005-02-01 → 2025-10-01
  Raymond James & Associates, Inc.
  Charlotte, NC
  Charlotte, NC
• 2001-12-31 → 2005-01-10
  Morgan Stanley Dw Inc.
  Charlotte, NC

Other Businesses

(1)Name of Business: Allen Wealth Advisors Address: 5935 Carnegie Blvd Ste 300, Charlotte, NC, 28209-4645, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch Manager, Owner/Operator (2)Name of Business: AWA Group LLC Address: 5935 Carnegie Blvd Ste 300, Charlotte, NC, 28209-4645, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/20/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner (3)Name of Business: Ibach Allen Cornerstone, LLC Address: 132 W. Court St, Rutherfordton, NC, 28139, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the LLC I established for our new satellite office in Rutherfordton, NC. It's a remote work area while I combine living in the Charlotte area (my branch FTJ) and our newly approved satellite location. No client meetings or client files kept in this office.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-12
• S63 Uniform Securities Agent State Law Examination
  1999-08-19

Other Names

• Chip Ibach