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William Gerard Donohue

Charles Schwab & Co., Inc.

Lone Tree, CO

Massapequa Park, NY

CRD 1781937

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-06
NJ RA APPROVED 2013-04-11
  • NY RA
    APPROVED
    Since 2023-09-06
  • NJ RA
    APPROVED
    Since 2013-04-11

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Massapequa Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Massapequa Park NY 04/2013 Present
Previous Registrations
  • 2012-05-10 → 2013-04-08
    Td Ameritrade, Inc.
    Jersey City, NJ
  • 2012-05-10 → 2013-04-08
    Td Ameritrade Investment Management, Llc
    Jersey City, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-28
S63 Uniform Securities Agent State Law Examination 1990-12-21
  • S65 Uniform Investment Adviser Law Examination
    2001-12-28
  • S63 Uniform Securities Agent State Law Examination
    1990-12-21
Other Names
  • Billy Donohue
  • Donohue Bill
  • Bill Donohue

View on SEC IAPD

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