Francis Joseph Niehaus

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → 06/2024
  Securities America, Inc.
  Cincinnati, OH
• 11/1978 → Present
  Francis J. Niehaus, Llc.
  Cincinnati, OH
• 01/2003 → Present
  Niehaus Tax Services, Llc.
  Cincinnati, OH
• 09/2003 → Present
  St. Vincent De Paul / Bellarmine Chapel
  Cincinnati, OH
• 02/2005 → 06/2024
  Securities America Advisors, Inc.
  Cincinnati, OH
• 10/1987 → Present
  Niehaus Financial Services, Llc
  Cincinnati, OH
• 06/2024 → 11/2024
  Osaic Wealth, Inc.
  Cincinnati, OH
• 06/2024 → 11/2024
  Osaic Wealth, Inc.
  Cincinnati, OH
• 11/2024 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2024-06-14 → 2024-11-19
  Osaic Wealth, Inc.
  Cincinnati, OH
  Toledo, OH
• 2005-02-24 → 2024-06-14
  Securities America Advisors, Inc.
  Cincinnati, OH

Other Businesses

1.Fixed insurance sales; as of 11/12/2024; 1% of time spent during business hours; Conducted at branch location; Investment related. 2.Owner, Niehaus Financial Services, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 01/02/2003; 1% time spent during business hours; Conducted at branch; Investment related. 3.Owner, 5600 Harrison Avenue, LLC, an entity created for the purpose of buying and managing commercial real estate at 5600 Harrison Avenue, Cincinnati, OH, as of 01/02/2003; 1% of time spent during business hours; Conducted at branch; Investment related. 4.Tax Preparation, Niehaus Law Office, LLC; as of 10/20/1978; 2% of time spent during business hours; conducted at branch; Not investment related. 5.Owner, Niehaus Tax Services, LLC; entity providing tax services; as of 10/20/1978; 2% of time spent during business hours; conducted at branch; Not investment related. 6.Attorney, Niehaus Law Office, LLC; Provides Legal Services, Located at 5600 Harrison Avenue, 1st Floor, Cincinnati, OH, as of 10/20/1978; 20% of time spent during business hours; Not conducted at branch; Not investment related. 7.Owner, Niehaus Law Office, LLC; entity providing legal services, Located at 5600 Harrison Avenue, 1st Floor, Cincinnati, OH, as of 10/20/1978; 20% of time spent during business hours; Not conducted at branch; Not investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-07-23

Designations

• Certified Financial Planner

Other Names

• Francis Jos Niehaus