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Barry Lee Harris

Harris Wealth Advisors, LLC

Austin, TX

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Current Employers
Harris Wealth Advisors, Llc

Austin, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-22
  • TX RA
    APPROVED
    Since 2021-02-22

Branch Locations

Austin, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Harris Wealth Advisors, Llc Austin TX 04/2014 Present
Previous Registrations
Other Businesses

1. INSURANCE LICENSED AGENT; INVESTMENT-RELATED; DEVOTES A MINIMAL AMOUNT OF TIME TOWARDS THIS ACTIVITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-08
S63 Uniform Securities Agent State Law Examination 1988-01-06
  • S65 Uniform Investment Adviser Law Examination
    2009-06-08
  • S63 Uniform Securities Agent State Law Examination
    1988-01-06
Other Names
  • Barry L Harris

View on SEC IAPD

More in Austin, TX

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