Bruce Randall Arnett

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-01-16
VA	RA	APPROVED	2015-01-16

TX RA
APPROVED_RES

Since 2015-01-16
VA RA
APPROVED

Since 2015-01-16

Branch Locations

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Richmond	VA	01/2015	11/2016
Wells Fargo Clearing Services, Llc	Richmond	VA	11/2016	Present

01/2015 → 11/2016

Wells Fargo Advisors, Llc

Richmond, VA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Richmond, VA

Previous Registrations

2013-01-02 → 2015-01-27

Bb&T Securities, Llc

Richmond, VA
2004-09-14 → 2013-01-02

Scott & Stringfellow, Llc

Richmond, VA

Richmond, VA
2002-07-01 → 2004-09-13

Truist Securities, Inc.

Richmond, VA
2001-01-16 → 2002-07-11

Deutsche Bank Securities Inc.

Richmond, VA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-09-21
S63	Uniform Securities Agent State Law Examination	1988-01-05

S65 Uniform Investment Adviser Law Examination

1993-09-21
S63 Uniform Securities Agent State Law Examination

1988-01-05

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews