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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-10-12 |
Branch Locations
1015 Ashes Dr. Ste. 206, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | Present |
| Lpl Financial Llc | Wilmington | NC | 02/2007 | 10/2017 |
1. STRATEGIC INVESTMENT PARTNERS, 1508 MILITARY CUTOFF STE 206, WILMINGTON, NC, 10/2017 AS OWNING PARTNER/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 50/WK - 8/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. THE CASON GROUP,1612 MARION STREET, COLUMBIA, SC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5/MO- 1/TRADING 4. BRUNSWICK COUNTY COMMUNITY FOUNDATION, 3737 GLENWOOD AVE, STE 460, RALEIGH NC, 05/15/20, NIR, 6/YR- 1/TRADING 5. WOLFE CAPITAL INC, 7005 Cayman Court, Wilmington NC 28405, United States, 11/17/2023, President, DBA, NIR, 1 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-16 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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