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Robert Alan Rosenhouse

Hornor, Townsend & Kent, LLC

Montville, NJ

CRD 1781417

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Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-09-14
  • NJ RA
    APPROVED
    Since 2011-09-14

Branch Locations

Montville, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Professional Planning Consultants Montville NJ 11/1988 Present
Hornor, Townsend & Kent, Inc. Horsham PA 06/1989 Present
Penn Mutual Life Insurance Company Horsham PA 06/1989 Present
  • 11/1988 → Present
    Professional Planning Consultants
    Montville, NJ
  • 06/1989 → Present
    Hornor, Townsend & Kent, Inc.
    Horsham, PA
  • 06/1989 → Present
    Penn Mutual Life Insurance Company
    Horsham, PA
Other Businesses

1) INSURANCE BROKERAGE - DBA: PROFESSIONAL PLANNING CONSULTANTS, INVESTMENT-RELATED, 4 ROBIN CT. MONTVILLE, NJ 07045, INSURANCE SALES AND SERVICE, OWNER/AGENT, START DATE: 1989, APPROXIMATE NUMBER OF HOURS/MONTH: MORE THAN 40, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 40, DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY INCLUDING LIFE SETTLEMENTS EFFECTIVE 05/29/2008.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-13
S63 Uniform Securities Agent State Law Examination 1988-03-07
  • S65 Uniform Investment Adviser Law Examination
    2011-09-13
  • S63 Uniform Securities Agent State Law Examination
    1988-03-07

View on SEC IAPD

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