James Isaac Downing

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-06-18
TX	RA	APPROVED_RES	2006-10-04

MI RA
APPROVED

Since 2010-06-18
TX RA
APPROVED_RES

Since 2006-10-04

Branch Locations

Ann Arbor, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Ann Arbor	MI	09/2005	03/2020
Ameriprise Financial Services, Llc	Ann Arbor	MI	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Ann Arbor, MI
03/2020 → Present

Ameriprise Financial Services, Llc

Ann Arbor, MI

Other Businesses

Business Ownership; Mountain Tulip Inc.; Owner; Manage Ameriprise Business; 3260 E. Morgan Rd, , Ann Arbor, MI, 48108; Investment-Related; 01/16/2026; 60 hours per month; 20 to 39 during trading hours. Outside Employment; Mountain Tulip Inc; Owner; Manage advisory business; 3260 E. Morgan Rd, , Ann Arbor, MI, 48108; Investment-Related; 01/20/2026; 60 hours per month; 20 to 39 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-03-01

S63 Uniform Securities Agent State Law Examination

1988-03-01

Designations

Certified Financial Planner

Other Names

Jim Downing
James I Downing
James Isaac Downing

View on SEC IAPD