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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-10-25
  • NC RA
    APPROVED
    Since 2021-10-25

Branch Locations

104 S Estes Dr Ste. 105, Chapel Hill, NC 27514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American General Raleigh NC 05/1995 06/2018
Homeland Estate & Financial Services Durham NC 07/2014 05/2018
Pam Herndon Insurance Agency Chapel Hill NC 06/2018 Present
State Farm Vp Management Corp Chapel Hill NC 02/2019 Present
State Farm Investment Management Corp Chapel Hill NC 10/2021 Present
  • 05/1995 → 06/2018
    American General
    Raleigh, NC
  • 07/2014 → 05/2018
    Homeland Estate & Financial Services
    Durham, NC
  • 06/2018 → Present
    Pam Herndon Insurance Agency
    Chapel Hill, NC
  • 02/2019 → Present
    State Farm Vp Management Corp
    Chapel Hill, NC
  • 10/2021 → Present
    Chapel Hill, NC
Other Businesses

1) Pamelia Herndon's Insurance Agency; Insurance Agency; Investment-related; 104 S Estes Dr Ste 105 Chapel Hill, NC 27514-2866; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 05/30/2018; 80; 80; Service customers

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-03-28
  • S63 Uniform Securities Agent State Law Examination
    2019-03-28
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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