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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-01-23 |
| TX | RA | APPROVED | 2026-01-23 |
| VT | RA | APPROVED | 2025-10-30 |
| RI | RA | APPROVED | 2025-09-13 |
Branch Locations
Barrington, RI • United States
15 Park Row West Suite 102, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Providence | RI | 06/2025 | Present |
| Tiaa | Providence | RI | 07/2019 | Present |
| Mfs Investment Management | Boston | MA | 11/2007 | 02/2019 |
| Unemployed | Newton | MA | 03/2019 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-10 |
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