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717 Constitution Drive Suite 102, Exton, PA 19341 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-01 |
| TX | RA | APPROVED_RES | 2022-04-22 |
| PA | RA | APPROVED | 2016-02-12 |
Branch Locations
717 Constitution Drive Suite 102, Exton, PA 19341 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prowell Financial Management Llc | Exton | PA | 02/2016 | Present |
RENTAL PROPERTY INCOME POSITION: OWNER NATURE: RENTAL PROPERTY INCOME INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 01/01/1990 ADDRESS: 690 STOCKTON DRIVE, SUITE 106, EXTON PA 19341 DESCRIPTION: RENTAL PROPERTY OWNER COMMONWEALTH TRUST COMPANY - AUDIT COMMITTEE POSITION: BOARD MEMBER NATURE: TRUST COMPANY INVESTMENT RELATED: NO NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1990 ADDRESS: 29 BANCROFT MILLS ROAD, WILMINGTON DE 19806 DESCRIPTION: BOARD MEMBER PROWELL FINANCIAL MANAGEMENT POSITION: OWNER NATURE: ESTATE PLANNING, BUSINESS SUCCESION PLANNING, FIXED LIFE INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/1990 ADDRESS: 690 STOCKTON DRIVE, SUITE 106, EXTON PA 19341 DESCRIPTION: ADMINISTRATIVE AND CLIENT MEETINGS RELATED TO TOPICS SUMMARIZED IN ABOVE WESTFORD HOLDINGS, LLC POSITION: SECRETARY & TREASURER NATURE: POINT OF CONTACT FOR AN LLC INVESTED IN AN APARTMENT COMPLEX INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/31/2023 ADDRESS: 281 GROVE ROAD, ELVERSON, PA 19520 DESCRIPTION: REVIEW FINANCIAL REPORTS - ACT AS SECRETARY & TREASURER OF THE LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-11 |
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