John Thomas Winkates

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Elgin, IL
• 11/2016 → 11/2020
  Wells Fargo Clearing Services, Llc
  Elgin, IL
• 11/2020 → Present
  Raymond James Financial Services, Inc.
  Geneva, IL
• 11/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Geneva, IL

Previous Registrations

• 2008-01-01 → 2020-11-20
  Wells Fargo Clearing Services, Llc
  Elgin, IL
  Elgin, IL
• 2001-04-19 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Elgin, IL
  Elgin, IL
  St. Louis, MO
  Elgin, IL

Other Businesses

(1)Name of Business: Morton Private Wealth Strategies Address: 427 N Kirk Road, Suite101, Geneva, IL, 60134, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/19/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Advisor (2)Name of Business: Winkates Wealth Management Address: 427 N Kirk Road, Suite 101, Geneva, IL, 60134, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 11/19/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2001-03-06
• S63 Uniform Securities Agent State Law Examination
  1998-07-29

Other Names

• John Winkates