Timothy Allen Colvin

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2003-01-30

OH RA
APPROVED

Since 2003-01-30

Branch Locations

5600 Blazer Pkwy Ste 300, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Dublin	OH	07/1998	Present
Principal Securities	Dublin	OH	03/2016	Present

07/1998 → Present

Principal Life Insurance Company

Dublin, OH
03/2016 → Present

Principal Securities

Dublin, OH

Other Businesses

***Fixed Insurance; Investment Related; Dublin, OH; Agent; Fixed life, Annuities, DI, Group, LTC, Health; Start Date: 07/08/2016; 2 hrs per month; 2 during trading hours.