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Patrick James Sheppard

Atlantic Retirement & Wealth Advisors LLC

Johns Island, SC

CRD 1779929

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Employer firm

Atlantic Retirement & Wealth Advisors LLC CRD 281680

$44.9M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Atlantic Retirement & Wealth Advisors Llc

Johns Island, SC • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-03-24
NJ RA APPROVED 2017-05-11
MA RA APPROVED 2015-10-15
TX RA APPROVED_RES 2015-10-15
  • SC RA
    APPROVED
    Since 2023-03-24
  • NJ RA
    APPROVED
    Since 2017-05-11
  • MA RA
    APPROVED
    Since 2015-10-15
  • TX RA
    APPROVED_RES
    Since 2015-10-15

Branch Locations

Johns Island, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atlantic Retirement & Wealth Advisors Llc Needham MA 10/2015 04/2023
Atlantic Retirement & Wealth Advisors Llc Johns Island SC 05/2023 Present
Previous Registrations
  • 2009-06-23 → 2009-12-31
    William Blair
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-22
  • S66 Uniform Combined State Law Examination
    2009-06-22

View on SEC IAPD

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