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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-10
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2011-02-02
  • FL RA
    APPROVED
    Since 2026-04-10
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2011-02-02

Branch Locations

Naples, FL • United States

One Corporate Drive Ste 202, Bohemia, NY 11716 • United States

Miller Place, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bohemia NY 09/2005 03/2020
Ameriprise Financial Services, Llc Bohemia NY 03/2020 Present
Other Businesses

Real Estate Ownership; Hi rise Condo; 6825 Grenadier Blvd, Unit 1903 Naples, Florida 34108, ,; Not Investment-Related; 09/28/2013. Business Ownership; NuMac Realty, LLC; Co-owner; Real Estate; One Corporate Drive, Ste 202, Bohemia, NY, 11716; Investment-Related; 09/15/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-02-26
  • S63 Uniform Securities Agent State Law Examination
    1988-02-26
Designations

View on SEC IAPD

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