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416 West Liberty Street, Medina, OH 44256-2222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-02-08 |
| FL | RA | APPROVED | 2016-10-19 |
| OH | RA | APPROVED | 2003-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.) | Medina | OH | 06/1998 | Present |
| Oda And Company, Inc. | Medina | OH | 11/1999 | Present |
(1) 9/07/1999 - Oda and Company - Investment Related - At Reported Business Location(s) - Registered Investment Advisor. (2) 9/07/1999 - Oda and Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (3) 7/31/2018 - Oda and Company, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:04/01/2016 - 180 Hours Per Month/130 Hours During Trading - Time Spent: 100% - I provide investment advisory services through Oda and Company, Inc., an independent investment advisor firm. I started this business activity in 04/2016. I expect to spend approximately 180 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-01-27 |
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