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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-07-30 |
| CT | RA | APPROVED | 2004-02-05 |
| MD | RA | APPROVED | 1994-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rockville | MD | 04/1992 | Present |
| Bank Of America,Na | Client Advisory | CT | 09/2009 | Present |
I*: 2591264Entity Type: Fiduciary roleName of OBA: J. B L. TTEE S. B L. TTEE U/A DTD 06/18/2025Address: Bethesda, MD 20817Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 07/02/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: Co-Trustee for Parents I*3524269, Entity Type: , Name of OBA: S L TTEE J S W TTEE U/A DTD 06/18/2025 , Address: Ridgefield , Connecticut, 06877, Investment Related: N, Position, Title, Association: Administrator, Employee Start Date: 01/13/2026, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-31 |
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