Best Investors
Account
Sign in
Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-13 |
Branch Locations
2500 Dallas Parkway Suite 560, Plano, TX 75093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Addison | TX | 11/2011 | 09/2019 |
| Raymond James Financial Services, Inc. | Plano | TX | 09/2019 | Present |
| Ddhm Genpar, Llc | Plano | TX | 12/2011 | Present |
| Raymond James Financial Services Advisors, Inc. | Plano | TX | 09/2019 | Present |
(1)Name of Business: 2021 Texas Wealth Partners Address: 2500 Dallas Pkwy Ste 560, Plano, TX, 75093, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/18/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager (2)Name of Business: Twin Oaks Wealth Partners Address: 2500 Dallas Pkwy Ste 560, Plano, TX, 75093, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/13/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor at Raymond James Financial Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-04 |
Reach out to this advisor