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601 Poydras Street, Suite 2655, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-06-20 |
| AL | RA | APPROVED | 2006-09-25 |
| LA | RA | APPROVED | 2006-09-25 |
Branch Locations
601 Poydras Street, Suite 2655, New Orleans, LA 70130 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Institutional Securities Corp | Dallas | TX | 09/2006 | Present |
| Doucet Asset Management, Llc | New Orleans | LA | 09/2006 | Present |
1) CEO of Doucet Asset Management, LLC, RIA Firm. start date- 9/2006, Duties include managing client portfolios and decision making on firm operational issues. Office location: 601 Poydras Street, Ste 2655, New Orleans, LA 70130, investment related. Spends approx. 160 hours per month during trading hours. 2) "Speaker of the Street" fiction book, not investment related, PO Box 30569, New Orleans, LA 70190, Nature of other business: Proceeds from books sales, Position: Author, Start date: 11/1/2021, 4 hours a month devoted to other business, none during business hours, Duties: Writer, editor, web designer, Instagram account
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-08 |
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