Rebecca Cerrone Freeman

Current Employers

Concorde Asset Management, Llc

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-28
MA	RA	APPROVED	2023-12-13
OH	RA	APPROVED	2023-04-28
CT	RA	APPROVED	2021-04-08
NY	RA	APPROVED	2021-02-17
MD	RA	APPROVED	2020-12-07
ME	RA	APPROVED	2020-07-02
PA	RA	APPROVED	2019-09-12
SD	RA	APPROVED	2019-09-12
MT	RA	APPROVED	2019-08-30
AZ	RA	APPROVED	2018-06-25
NJ	RA	APPROVED	2018-05-31
VA	RA	APPROVED	2018-05-23
CA	RA	APPROVED	2018-05-11
FL	RA	APPROVED	2017-06-01

TX RA
APPROVED

Since 2025-10-28
MA RA
APPROVED

Since 2023-12-13
OH RA
APPROVED

Since 2023-04-28
CT RA
APPROVED

Since 2021-04-08
NY RA
APPROVED

Since 2021-02-17
MD RA
APPROVED

Since 2020-12-07
ME RA
APPROVED

Since 2020-07-02
PA RA
APPROVED

Since 2019-09-12
SD RA
APPROVED

Since 2019-09-12
MT RA
APPROVED

Since 2019-08-30
AZ RA
APPROVED

Since 2018-06-25
NJ RA
APPROVED

Since 2018-05-31
VA RA
APPROVED

Since 2018-05-23
CA RA
APPROVED

Since 2018-05-11
FL RA
APPROVED

Since 2017-06-01

Branch Locations

Saratoga Springs, NY • United States

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Concorde Investment Services, Llc	Ann Arbor	MI	01/2015	Present
Concorde Asset Management, Llc	Ann Arbor	MI	01/2015	Present

01/2015 → Present

Concorde Investment Services, Llc

Ann Arbor, MI
01/2015 → Present

Concorde Asset Management, Llc

Ann Arbor, MI

Other Businesses

1) ERN Wealth Management Inc, Non Investment Related, NY, President. Start Date: 01/2010. Company set up for accounting purposes as a S Corp for payroll. No business is conducted in this company, it is just used for a checking and accounting payroll entiity for life insurance commissions. 2) Concorde Asset Management LLC, Investment Related, Investment Advisor Representative, Start Date January 2015. Saratoga Springs NY. Investment Advisory sales and Service. Full time during business hours. 3) Concorde Insurance Agency; Saratoga Springs, NY. Insurance Agent; provide insurance services to clients when appropriate. No client conflict. 4) Sage Consulting & Wealth Preservation, Inc. Investment Related, Saratoga Springs, NY. Insurance and Estate Planning, Independent Contractor. Consult on Technology processes and workflow. Assist with the Priestly Fraternity and the processes for planned giving. Hours involved 11-20 hours a month both during business hours and outside of business hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-09-24

S63 Uniform Securities Agent State Law Examination

1997-09-24

Designations

Other Names

Rebecca Sue Freeman
Rebecca Sue Cerrone

View on SEC IAPD