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Donna Elaine Womack

Morgan Stanley

Birmingham, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
AL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • AL RA
    APPROVED
    Since 2009-06-01

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Birmingham AL 06/2003 Present
Morgan Stanley Smith Barney Birmingham AL 06/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-05
S63 Uniform Securities Agent State Law Examination 1988-01-25
  • S66 Uniform Combined State Law Examination
    2007-03-05
  • S63 Uniform Securities Agent State Law Examination
    1988-01-25
Other Names
  • Donna Summer
  • Donna Elaine Prance

View on SEC IAPD

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