Stephen Kent Stemple

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → Present
  Mml Investors Services, Llc
  Morris Plains, NJ
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Morris Plains, NJ
• 12/2005 → 03/2017
  Msi Financial Services, Inc
  Paramus, NJ

Previous Registrations

• 2005-12-06 → 2017-03-25
  Msi Financial Services, Inc.
  Newark, NJ
  Cranford, NJ
  Morris Plains, NJ
  Springfield, MA
  Springfield, MA
  Cranford, NJ
  Paramus, NJ
• 2002-06-11 → 2005-12-31
  Metlife Investment Fund Services Llc
  Woodbridge, NJ

Other Businesses

1) Name: Stemple Family Associated LP Inv rel: Y Add: 91 Fairchild Ave. Morris Plains, NJ 07950 Nature: estate planning and asset protection Position: Ownership Start date: 03/1996 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Estate planning and asset protection. 2) Name: Stephen Stemple Inv rel: Y Add: 91 Fairchild Ave. Morris Plains, NJ 07950 Nature: Simple Rental Property Position: owner Start date: 06/1998 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: landlord. 3) Name: Stephen Stemple Inv rel: Y Add: 91 Fairchild Ave. Morris Plains, NJ 07950 Nature: NonMMLIA Insurance Brokerage Position: Sales Start date: 06/2011 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Individual Life, Property/Casualty, Health, Group Life, Group Health, Disability. 4) Name: Stephen Stemple Inv rel: Y Add: 223 Trenton Blvd. Sea Girt, NJ 07850 Nature: Simple Rental Property Position: partner of rental real estate Start date: 11/2013 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: rental property. 5) Name: Stephen Stemple Inv rel: Y Add: 91 Fairchild Ave. Morris Plains, NJ 07950 Nature: Real Estate Position: Agent Start date: 1995 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Referrals.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-08
• S63 Uniform Securities Agent State Law Examination
  1994-08-25