Robert John Teik

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	1998-04-12
TX	RA	APPROVED_RES	1997-09-22

IL RA
APPROVED

Since 1998-04-12
TX RA
APPROVED_RES

Since 1997-09-22

Branch Locations

Barrington, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Rolling Meadows	IL	07/1997	Present

07/1997 → Present

Lpl Financial, Llc

Rolling Meadows, IL

Other Businesses

(1) 02/28/2003: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Disability, LTC, Universal Life, Major Medical Insurance, Fixed Annuities (2) 03/02/2005: Tax Preparation - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) (3) 10/18/2006: ROBERT JAMES FINANCIAL GROUP, INC. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (4) 09/24/2008: Ossanna Consulting Group, Inc. - Other-Consulting - At Reported Business Location(s) - 10% Time Spent - Vice President and Treasurer

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-01-07

S63 Uniform Securities Agent State Law Examination

1988-01-07

Designations

Chartered Financial Consultant

View on SEC IAPD