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112 Albany Street, Cazenovia, NY 13035 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-03 |
Branch Locations
181 Blackberry Rd Suite 8, Liverpool, NY 13090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leigh Baldwin & Co., Llc | Cazenovia | NY | 01/1998 | Present |
| Financial Quest, Inc. | Liverpool | NY | 06/1999 | 01/2018 |
| Prestige Investing Llc | Liverpool | NY | 01/2018 | Present |
1990: Long Term Care, Disability, Fixed Annuities and Life Insurance offered through various Insurance Companies. 6/10: Appointed as an Arbitrator for FINRA Dispute Resolution, investment related and no activity at this time. 9/10: Medicare Plans offered including Medicare Supplement Plans, Medicare Advantage Plans and Prescription Drug Plans (Part D) ; non investment related. Plans are offered on a needs basis through various insurance companies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-28 |
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