Bryan Elden Berthold

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 01/2010 → Present
  Bank Of America, Na
  Lincoln, RI

Previous Registrations

• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Lincoln, RI
  Boston, MA
  Santa Barbara, CA
  Lincoln, RI
• 2003-07-23 → 2004-10-20
  Quick & Reilly, Inc.
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-29
• S63 Uniform Securities Agent State Law Examination
  1997-04-09