Best Investors Account Sign in
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-07
MI RA APPROVED 2021-09-21
OH RA APPROVED 2021-09-17
  • IL RA
    APPROVED
    Since 2025-05-07
  • MI RA
    APPROVED
    Since 2021-09-21
  • OH RA
    APPROVED
    Since 2021-09-17

Branch Locations

32255 Northwestern Hwy Ste 200, Farmington Hills, MI 48334-1574 • United States

Toledo, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Perrysburg OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Perrysburg OH 11/2016 09/2021
Ameriprise Financial Services Llc Farmington Hills MI 09/2021 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 3207 waldmar, , Toledo, OH, 43615; Investment-Related; 05/02/2018.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-13
S63 Uniform Securities Agent State Law Examination 1988-02-15
  • S65 Uniform Investment Adviser Law Examination
    2007-09-13
  • S63 Uniform Securities Agent State Law Examination
    1988-02-15

View on SEC IAPD

More in Farmington Hills, MI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor