Richard Allen

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  New York, NY
• 09/2023 → Present
  Osaic Wealth, Inc.
  Kent Lakes, NY

Previous Registrations

• 2021-04-23 → 2023-09-01
  Osaic Services, Inc.
  Kent Lakes, NY

Other Businesses

1) AMERICAN CORPORATE BENEFITS, INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 85 SECURITIES TRADING HOURS: 4 START DATE: 04/15/1987 ADDRESS: 124 Seven Hills Lake Drive, Kent Lakes NY 10512, United States DESCRIPTION: Selling Health Insurance, Life, Dental 2)HASKELL BROKERAGE CORP; POSITION: Other - P&C agent. Place P&C with that Agency. They are the writing agent. I do not own this agency. NATURE: Insurance Agency INVESTMENT RELATED: Yes DESCRIPTION: Help clients obtain P&C coverage through that agency. 3) NorthEast Business Group on Health, Inc.; POSITION: Board Member NATURE: Non Profit INVESTMENT RELATED: No DESCRIPTION: Member Executive Committee, Member Audit Committee. 4) ZIONISTFRIENDSHIP LEAGUE, INC. POSITION: Board Member NATURE: Non-profit Corp Applied for 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2024 ADDRESS: 1250 Jungle Ave N, Saint Petersburg FL 33710, United States DESCRIPTION: Board member of this non-profit

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-18
• S63 Uniform Securities Agent State Law Examination
  1988-02-23