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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-09-28 |
| NY | RA | APPROVED | 2021-04-16 |
| MA | RA | APPROVED | 2014-04-15 |
| PA | RA | APPROVED | 2011-04-05 |
| FL | RA | APPROVED | 2003-01-28 |
| CT | RA | APPROVED | 2003-01-23 |
| NJ | RA | APPROVED | 2003-01-23 |
| CA | RA | APPROVED | 2001-01-02 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Sleepy Hollow, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | New York | NY | 07/1989 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
| Guardian Life Insurance Company | Sleepy Hollow | NY | 06/2024 | Present |
| Park Avenue Securities | Sleepy Hollow | NY | 06/2024 | Present |
1. TGM FINANCIAL GROUP-Fixed annuity and health insurance sales, Start: 06/01/1998, Address: 800 Westchester Avenue, N409 Rye Brook, NY 10573, 5 bus hrs per month, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-30 |
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