Paul John Heacock

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2023-05-01

IA RA
APPROVED

Since 2023-05-01

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

1545 Associates Dr Suite 102, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Heacock Jones Financial Services	Dubuque	IA	05/2000	04/2023
Wealth Enhancement Group	Dubuque	IA	05/2023	Present
Wealth Enhancement Advisory Services	Dubuque	IA	05/2023	Present

05/2000 → 04/2023

Heacock Jones Financial Services

Dubuque, IA
05/2023 → Present

Wealth Enhancement Group

Dubuque, IA
05/2023 → Present

Wealth Enhancement Advisory Services

Dubuque, IA

Previous Registrations

2000-05-15 → 2023-05-30

Heacock & Jones Financial Services, Inc.

Dubuque, IA

Dubuque, IA

Other Businesses

Contingent Tertiary Trustee - Not Investment Related - Dubuque, IA - named as a Contingent Trustee for a Revocable Living Trust - 0 hours per month, 0 hours spent during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-07-20

S63 Uniform Securities Agent State Law Examination

1989-07-20

View on SEC IAPD