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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-26 |
| MI | RA | APPROVED | 2016-11-09 |
Branch Locations
1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States
1605 Main St 12Th & 14Th Fls [Eq-Rbo], Sarasota, FL 34236 • United States
1699 Us Hwy 41 Bypass S, Venice, FL 34293 • United States
1701 Rickenbacker Dr Ste 101, Sun City Center, FL 33573 • United States
4030 W Boy Scout Blvd Ste 150 [Fe-Rbo], Tampa, FL 33607 • United States
4030 W Boy Scout Blvd Ste 150, Tampa, FL 33607 • United States
9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenwood Village | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenwood Village | CO | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-18 |
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